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Modern Wealth Management

Monterey, CA

Website:

https://www.modwm.com/

324624

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Monterey, CA

Website:

https://www.modwm.com/

Leadership Interview

Company Details

Approximate AUM

$10,350,000,000

Fee model

Fee Only Flexible

Number of employees

247

Custodians

Fidelity - IWS

Schwab

Description

Founded in April 2023 by former executives of United Capital – Mike Capelle, Gary Roth, and Jason Gordo. United Capital was established in 2005 and grew to $25 billion in assets with 28,000 clients, 70 offices, and around 720 employees. United Capital sold to Goldman Sachs in 2019 for $750 million. The Modern Wealth Management Executive & Management Team has completed over 200 RIA transactions.

Modern Wealth Management has completed nineteen acquisitions since April 2023, with more anticipated to close by year-end. Currently the firm has ~250 employees, 19 partner office locations, and manages over $10.35B in client AUM.

With an ambitious goal of managing over $28B in client AUM by the end of 2028, Modern recognizes that achieving this milestone will require the addition of exceptional teams. Professionals who are not only driven to serve clients, mentor their team, and grow, but who are also excited about the opportunity to build the next leading national firm. The firm seeks partners who desire an influential role in shaping the future of our organization. By joining Modern Wealth Management early, teams can benefit from significant equity opportunities, positioning themselves more advantageously than they might in a larger, more established RIA.

Locations

11911 Freedom Drive Reston VA 20190

9717 Cogdill Road Knoxville TN 37932

165 Pottstown Pike Chester Springs PA 19425

One Bausch Lomb Place Rochester NY 14604

1525 East Franklin Street Chapel Hill NC 27514

211A Northwest Executive Way Lee's Summit MO 64063

546 Hartnell Street Monterey CA 93940

990 East South Boulevard Troy MI 48085

100 Harrow Lane Saginaw MI 48638

13550 West 95th Street Lenexa KS 66215

130 Meadow Lakes Drive Mooresville IN 46158

706 Montana Street Glidden IA 51443

10709 West 159th Street Orland Park IL 60467

27001 Agoura Road Calabasas CA 91301

713 Campus Square West El Segundo CA 90245

2105 South Bascom Avenue Campbell CA 95008

1138 North Alma School Road Mesa AZ 85201

990 E South Blvd Ste 100 Troy MI 48085

Services Offered

Financial Planning

Portfolio Management

Estate Planning

Insurance

Retirement / Income Planning

Tax Preparation

Recent News

Modern Wealth Surpasses $4B in Less Than 2 Years

The RIA formed by partners who broke away from Goldman Sachs is building a workplace retirement plan and wealth advisement business in tandem, says co-founder and co-CEO Mike Capelle.

Modern Wealth Management Buys $1.4 Billion Firm

Modern Wealth Management, an RIA, has bought Boise, Idaho-based Petso Financial Consultants, an advisory firm with about $1.4 billion in assets under management, for an undisclosed sum. It is the 11th such deal Modern Wealth has carried out.

Modern Wealth Management Acquires $1.4 Billion RIA Petso Financial, Surpasses $6 Billion in AUM

Firm completes its eleventh acquisition in its first 18 months in operation, expands into the Pacific Northwest region

$4B Modern Wealth Acquires $260M Tennessee Firm

C&J Wealth represents Modern Wealth’s ninth acquisition in the last 14 months and provides a foothold in the South.

Modern Wealth Acquires $1.4B RIA in Idaho

Petso Financial Consultants represents Modern Wealth’s first office West of Kansas City, bringing its total AUM to over $6 billion.

Modern Wealth Buys $1.4B Petso Financial

Petso Financial’s 10-person team will move to Modern Wealth as part of the acquisition

Modern Wealth Acquires $1.4 Billion Idaho Advisory Firm

Modern Wealth Management, a registered investment advisor founded by former executives from Goldman Sachs and United Capital, has made its 11th acquisition, snapping up, Boise Idaho- based Petso Financial Consultants.

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Advisor Value Proposition

Business Enhancements

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Planning Support

Operational Support

Expansion of Services

Organic Growth

Practice Management

Organic Growth

Growth Channels

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AUM Growth

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Technology

Overview

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Client Experience

General Overview of Client Experience

Planning Philosophy and Implementation

Investment Management Philosophy

Investment Management Implementation

Investment Management Team

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Data Room

Investment Management

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Retirement / Income Planning

Tax Preparation

Modern Wealth Management

Company Details

Locations

Services Offered

Recent News

Acquisitions

Success

Leadership Team

Department Heads

Advisor Value Proposition

Organic Growth

AUM Growth

Technology

Points of Alignment

Acquisition Model

Client Experience

Data Room

Modern Wealth Management's Ideal Partner

Company Videos

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Modern Wealth Management

Company Details

Locations

Services Offered

Recent News

Acquisitions

Success

Leadership Team

Department Heads

Advisor Value Proposition

Organic Growth

AUM Growth

Technology

Points of Alignment

Acquisition Model

Client Experience

Data Room

Modern Wealth Management's Ideal Partner

Company Videos

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